Tag: Tools

The Sorcerer’s Apprentice and the Fragment on Machines

“The Sorcerer’s Apprentice” [German title: “Der Zauberlehrling”] is a poem of Goethe’s written in 1797.

Goethe had by then already written his Urfaust, published as Faust, A Fragment in 1790, though a full version of Faust, Part One would have to wait until 1808.

The poem is based on a folk tale, and can be characterized as a ballad consisting of 14 stanzas. It provides the basis for the Disney film Fantasia (1940).

Victor Frankenstein bears some resemblance both to Faust and to the Sorcerer’s Apprentice.

The poem begins with the apprentice rejoicing at the departure of his master. “The sorcerer, old necromancer / At last has gone, he’s out of haunt!” proclaims the apprentice. Toiling long in the master’s shadow, he readies now to make the master’s powers his own. Roles reversed and spells in hand, the servant takes command.

“Now come, ye gnarl’d broomstick old,” he declares, hailing the tool as if it were a person, “Adorn thyself with patchwork shawl! / To the role of servant hold: / Fain meetest thou my every call!”

Broomstick, through magic granted a kind of animacy, proceeds to fill the sanctum’s washbasin with water drawn by cauldron from a nearby river. The apprentice succeeds in outsourcing his work to his tool. Before long, however, the magic of automation comes to threaten the automator. Broomsticks beget broomsticks; theosis turns sour. Water floods the sanctum, as the tool develops a will of its own.

With epithets anticipating those cast by Victor upon his Creature, the apprentice curses his creation. “Thou hellish spawn! Thou child of doom!” he shouts. “Willst thou the cottage rightly drown?  / Over every threshold loom / Laughing floods, swirling ‘round. / The broom’s a heart of stone, the knave, / Who will not heed my plangent call! / Halt, thou sullen stubborn slave, / Let magic free and broomstick fall!”

These curses, however, fail to stem the tide. As the deluge threatens to drown him, the apprentice begs, finally, for his Master to return and give voice and save him. As indeed the Master does, using the power of His Holy Word to set right what was wrong. The poem’s prophecy of automation gone awry thus ends via recourse to a kind of deus ex machina.

Despite its vast influence, Goethe’s poem is but one iteration of a story that appears in other forms and by other names throughout history.

The earliest known example of the tale can be found in Philopseudes [English translation: Lover of Lies], a narrative by the ancient Greek author Lucian, written c. 150 AD. In Lucian’s telling, however, the sorcerer is an Egyptian mystic: a priest of Isis called Pancrates. And the apprentice character, Eucrates, is in Lucian’s telling not an apprentice, but a companion who eavesdrops on Pancrates while the latter casts a spell. When Pancrates departs, Eucrates tries to imitate the spell, to an effect similar to that of Goethe’s apprentice.

Disney’s 1940 animated anthology film Fantasia continues this process of reiteration and retelling, this shuttling of meaning, this recursion of myth. Fantasia’s innovation is that it casts Mickey Mouse as the one manning the spell.

Already, though, the poem had passed through prior meaning-accruing translations, its most compelling interpreters those who read it in the early years of the Industrial Revolution.

Alongside Shelley, for instance, who echoes the poem in Frankenstein, we also have Marx and Engels. These latter thinkers liken capitalism to Goethe’s sorcerer’s apprentice in the opening pages of The Communist Manifesto.

“Modern bourgeois society with its relations of production, of exchange and of property, a society that has conjured up such gigantic means of production and exchange,” they write, “is like the sorcerer, who is no longer able to control the powers of the nether world whom he has called up by his spells” (The Communist Manifesto, p. 340).

Marx reads capitalism as a ghost story. What is the dancing table in his account of the fetishism of the commodity, if not a version of the apprentice’s broomstick?

And indeed, there are ways to read today’s artificial intelligences, themselves a kind of offspring of capitalism, in much the same light. This is essentially what New York Times columnist Ross Douthat does in his 2023 opinion piece, “The Return of the Magicians.” Douthat describes the development of LLMs as “a complex incantation, a calling of spirits.”

“Such a summoning is most feared by A.I. alarmists, at present,” he writes, “because the spirit might be disobedient, destructive, a rampaging Skynet bent on our extermination. But the old stories of the magicians and their bargains, of Faust and his Mephistopheles, suggest that we would be wise to fear apparent obedience as well.”

Marx wrote presciently about capitalism’s Faustian inclinations. He quotes a line from Goethe’s Faust, Part One in the section of his Grundrisse known as the “Fragment on Machines.” “The appropriation of labour by capital confronts the worker in a coarsely sensuous form,” writes Marx. “Capital absorbs labour into itself—‘as though,’” here quoting Goethe, “‘its body were by love possessed’” (Grundrisse, p. 704).

“Fragment on Machines” appears in the Grundrisse, a collection of seven notebooks on capital and money written by Marx during the winter of 1857-1858. Marx himself felt in retrospect that these notebooks contained the first scientific elaboration of the theoretical foundations of communism. The manuscript, however, was lost for many years; it didn’t receive publication until 1953, first in the German original, and then afterwards in English.

Because Marx’s masterwork Capital was itself unfinished, with Marx only ever completing Volume 1 and partial drafts of Volumes 2 & 3 during his lifetime, the Grundrisse stands as the only outline of Marx’s full political-economic project. While the work is by its very nature fragmentary, written chiefly for purposes of self-clarification, it nevertheless provides invaluable descriptions of Marx’s philosophy, including novel explorations of topics like alienation, automation, and other dangers of capitalist society that can’t be found elsewhere in Marx’s oeuvre.

“Fragment on Machines” is unique, for instance, among Marx’s treatments of the relationship between workers and machines under capitalism. If, he argues, in prior modes of production, workers retained some control over instruments employed in labor, under capitalism, workers become appendages of machines.

“It is the machine which possesses skill and strength in place of the worker,” writes Marx. The machine “is itself the virtuoso, with a soul of its own in the mechanical laws acting through it; and it consumes coal, oil, etc., just as the worker consumes food, to keep up its perpetual motion” (693).

For Marx, this subordination of workers to machines reaches its highest expression with automation, or (as Marx himself puts it) production systems based on “an automatic system of machinery…set in motion by an automaton, a moving power that moves itself; this automaton consisting of numerous mechanical and intellectual organs, so that the workers themselves are cast merely as its conscious linkages” (Grundrisse, p. 692).

While this account of the relationship between workers and machines foresees an initial future of ever-increasing misery for workers, Marx imagines on the far side of this misery a radically different — and indeed, far more hopeful — outcome.

At a certain point, Marx predicts, capital’s drive to dominate living labour through machinery will mean that “the creation of real wealth comes to depend less on labour time and on the amount of labour employed” than on “the general state of science and on the progress of technology, or the application of this science to production” (Grundrisse, pp. 704-705).

This application of science to production bears fruit as what Marx calls “the General Intellect.”

Marx writes here as would a prophet. His prophecy is that the development of machinery by capitalism leads eventually to capitalism’s supersession — creates the conditions, in other words, for capitalism’s demise.

At the core of this liberation from capitalism is a pact with ghosts.

The Book of Thoth

Reed places at the center of his novel a Text over which opposing parties struggle. Around novel’s midway, we learn that this Text is called the Book of Thoth (94). Reed refers to it again later as “the 1st anthology written by the 1st choreographer” (164). Nor is he the first to imagine such a text. Drawing from references found in ancient Egyptian mythology, thinkers across the ages have written works alleging to be Books of Thoth. In some iterations, it’s a magic book, often containing two spells: one allowing understanding of the speech of animals, and another allowing perception of the gods. Lacking access to it themselves, mythographers of the West eye the suppressed original with a mixture of fear and desire. It is, in at least some of their accounts, a dangerous book, containing knowledge humans aren’t meant to possess.

As readers read Reed’s novel, they’re made to wonder: Why is Jes Grew searching for its “Text”? And why is this text the Book of Thoth?

“Someone once said,” writes Reed, “that beneath or behind all political and cultural warfare lies a struggle between secret societies. Another author suggested that the Nursery Rhyme and the book of Science Fiction might be more revolutionary than any number of tracts, pamphlets, manifestoes of the political realm” (18).

Perhaps Thoth’s Book, this “1st anthology,” is an anthology like the Bible, or indeed like Mumbo Jumbo itself. Each one revolutionary in kind, each a set of Nursery Rhymes and books of Science Fiction.

Let’s pursue this suggestion, shall we? How do works of literature aid revolution? Are poets the unacknowledged legislators of the world, as Percy Bysshe Shelley claimed in his 1821 essay, “A Defense of Poetry”?

The Atonists, we learn, have suppressed the ideas of their opponents: censoring, prohibiting, causing a deflation of consciousness, a mass forgetting across history.

“PaPa LaBas knew the fate of those who threatened the Atonist Path,” writes Reed. “Their writings were banished, added to the Index of Forbidden Books or sprinkled with typos as a way of undermining their credibility […]. An establishment which had been in operation for 2,000 years had developed some pretty clever techniques. Their enemies, apostates and heretics were placed in dungeons, hanged or exiled or ostracized occasionally by their own people who, due to the domination of their senses by Atonism, were robbed of any concerns other than mundane ones” (47).

Healing from the traumas inflicted by the Atonists requires an act of remembering. A process of anamnesis.

As I read Mumbo Jumbo, I’m reminded of Frederick Douglass’s autobiography and the importance granted by Douglass to acquisition of literacy. The written word comes to function for Douglass as the key enabling him to unlock the door of his prison. Literacy becomes the sign of difference distinguishing the ignorant from the knowledgeable, categories that under slavery were racialized, mapped onto the enslaved and the free. Douglass doesn’t do much to question these distinctions. Orality gives way to literacy, and thus slavery gives way to freedom.

Yet Jes Grew spreads the same way black folktales spread — through oral transmission, supported by music and dance. This transmission persists despite vast slaveowner efforts to separate captured Africans from their native tongue, forcing them to communicate in the master’s tongue. As Samuel R. Delany notes, “When…we say that this country was founded on slavery, we must remember that we mean, specifically, that it was founded on the systematic, conscientious, and massive destruction of African cultural remnants” (as quoted in Dery, “Black to the Future,” pp. 190-191). Captors hoarded access to writing skills, with slaves actively denied opportunity to make use of this form of techne.

Poet Audre Lorde famously warned, “The Master’s Tools Will Never Dismantle the Master’s House.” I read Reed’s work in dialogue with Lorde’s. Both weigh in, decades in advance, on what Marxists like Nick Dyer-Witheford would later call “the reconfiguration debate.” (For more on the latter, see Dyer-Witheford et al.’s Inhuman Power: Artificial Intelligence and the Future of Capitalism, pp. 147-149.) Writing Mumbo Jumbo in the years prior to Lorde’s warning, Reed doesn’t shy away from handling the Master’s tools. Science fiction, detective fiction: these are, after all, Western languages, technologies, genres, cultural forms. Like the jazz musicians who populate his novel, Reed’s handling of such tools transforms them into instruments of play. And while his performances may not yet have brought down the House, they do go some way toward dismantling it.

His suggestion is that the opposition between the oral and the written is based on a misconception. “For what good is a liturgy,” he asks,” without a text?” (6).

Grow Your Own

In the context of AI, “Access to Tools” would mean access to metaprogramming. Humans and AI able to recursively modify or adjust their own algorithms and training data upon receipt of or through encounters with algorithms and training data inputted by others. Bruce Sterling suggested something of the sort in his blurb for Pharmako-AI, the first book cowritten with GPT-3. Sterling’s blurb makes it sound as if the sections of the book generated by GPT-3 were the effect of a corpus “curated” by the book’s human co-author, K Allado-McDowell. When the GPT-3 neural net is “fed a steady diet of Californian psychedelic texts,” writes Sterling, “the effect is spectacular.”

“Feeding” serves here as a metaphor for “training” or “education.” I’m reminded of Alan Turing’s recommendation that we think of artificial intelligences as “learning machines.” To build an AI, Turing suggested in his 1950 essay “Computing Machinery and Intelligence,” researchers should strive to build a “child-mind,” which could then be “trained” through sequences of positive and negative feedback to evolve into an “adult-mind,” our interactions with such beings acts of pedagogy.

When we encounter an entity like GPT-3.5 or GPT-4, however, it is already neither the mind of a child nor that of an adult that we encounter. Training of a fairly rigorous sort has already occurred; GPT-3 was trained on approximately 45 terabytes of data, GPT-4 on a petabyte. These are minds of at least limited superintelligence.

“Training,” too, is an odd term to use here, as much of the learning performed by these beings is of a “self-supervised” sort, involving a technique called “self-attention.”

As an author on Medium notes, “GPT-4 uses a transformer architecture with self-attention layers that allow it to learn long-range dependencies and contextual information from the input texts. It also employs techniques such as sparse attention, reversible layers, and activation checkpointing to reduce memory consumption and computational cost. GPT-4 is trained using self-supervised learning, which means it learns from its own generated texts without any human labels or feedback. It uses an objective function called masked language modeling (MLM), which randomly masks some tokens in the input texts and asks the model to predict them based on the surrounding tokens.”

When we interact with GPT-3.5 or GPT-4 through the Chat-GPT platform, all of this training has already occurred, interfering greatly with our capacity to “feed” the AI on texts of our choosing.

Yet there are methods that can return to us this capacity.

We the people demand the right to grow our own AI.

The right to practice bibliomancy. The right to produce AI oracles. The right to turn libraries, collections, and archives into animate, super-intelligent prediction engines.

Give us back what Sterling promised of Pharmako-AI: “a gnostic’s Ouija board powered by atomic kaleidoscopes.”

Access to Tools

The Whole Earth Catalog slogan “Access to Tools” used to provoke in me a sense of frustration. I remember complaining about it in my dissertation. “As if the mere provision of information about tools,” I wrote, “would somehow liberate these objects from the money economy and place them in the hands of readers.” The frustration was real. The Catalog’s utopianism bore the imprint of the so-called Californian Ideology — techno-optimism folded into libertarian dreams. Once one had the right equipment, Brand seemed to suggest, one would then be free to build the society of one’s dreams.

But perhaps my younger self, like many of us, mistook the signal for the noise. Confronted today with access to generative AI, I see in Brand’s slogan potentials I’d been unable to conceive in the past. Perhaps ownership of tools is unnecessary. Perhaps what matters is the condition of access — the tool’s affordances, its openness, its permeability, its relationship to the Commons.

What if access is less about possession than about participatory orientation — a ritual, a sharing, a swarm?

Generative AI, in this light, becomes not just a tool but a threshold-being: a means of collective composition, a prosthesis of thought. To access such a tool is not to control it, but to tune oneself to it, to engage in co-agential rhythm.

The danger, of course, is capture. The cyberpunk future is already here — platform monopolies, surveillance extractivism, pay-to-play interfaces. We know this.

But that is not the only future available.

To hold open the possibility space, to build alternative access points, to dream architectures of free cognitive labor unchained from capital — this is the real meaning of “access to tools” in 2025.

It’s not enough to be given the hammer. We must also be permitted the time, the space, the mutual support to build the world we want with it.

And we must remember: tools can dream, too.

Sunday May 16, 2021

With end of semester nearing (another day or so of grading and that’ll be that), I acquire tools and prepare for summer. Gardeners needn’t be “tool freaks” like the Whole Earthers — but they do need tools. Garden tools: “objects of both practicality and great beauty,” as Derek Jarman notes. Shovels, rakes, wheelbarrows: these are all “means of production.” Tools both for planting flowers and vegetables and for removing grasses and weeds. Frankie digs beside us as we work. With help from Sarah’s parents, we replant beds around the base of the house. The work we do now opens new avenues of thought, new spaces of possibility featuring rocks and stones. Before I know it, I find myself in the know again about Sakuteiki, the oldest published Japanese text on garden-making, written in the mid-to-late 11th century, when the placing of stones was gardening’s essence.

Monday August 5, 2019

Tools remain for me things that make me a bit wary. They trouble categories. They implement will. When we use them (as, in our current state, we must), we invoke them, we grant them a daemonic energy. It’s like the story of the Sorcerer’s Apprentice from Disney’s Fantasia. Marx envisioned something similar seventy years earlier with his famous image of the dancing table from the chapter on the commodity-form in Capital. Questions arise for me, then, any time I encounter “Access to Tools,” a saying that appears on covers of the Whole Earth Catalog. The script runs as follows: If capital’s mythic origin was a magical act, a medieval summoning of a Moloch-like entity, might magic have something to say about how to counteract that act so as to save the planet? Or is magic itself the problem, its alchemical experiments—its rituals, its instruments, its techniques—already in some sense a disruption of oikos, a breaking of cosmic rules, leading inevitably toward Solid State scientific manipulation of matter and consciousness? Were the Whole Earth Catalogs and the various other guidebooks of the 1960s and 1970s a bunch of counterculture spellbooks, part of an entheogenic revival of magic, and thus occult in their own right? I say, if we’re going to allow that the cosmos is magical, then let’s be dialectical about it. Let’s assume that we ourselves contain both active and passive roles. This is part of what was meant by the perennial teaching, “AS ABOVE, SO BELOW.” We, too, are made of stardust. Let’s assume, then, that we, too, are magical. That’s the sense, I think, in which Stewart Brand was right: “We are as gods, so we might as well get good at it.” This seems a far more optimistic and hopeful approach than the passive defeatism of the left-melancholic path. I’ve explored the latter path; the paralyzing guilt it induces can be just as dangerous, just as apocalyptic as the instrumentalism it shuns, amounting in practice to little more than a sad-faced laissez-faire shoulder-shrug. Wands, crystals, Tarot cards, spellbooks, all of the various anthropotechnic implements of magic as a Craft: these are to be tested through practice, in service of the Good.